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FINRAs

Regulation
FINRA’s 2024 Oversight Report

by January 10, 2024

by January 10, 2024

The Financial Industry Regulatory Authority (FINRA) has released its annual regulatory oversight report for 2024,…

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Regulation
FINRA’s Prop Trading Exemption; KuCoin’s New Futures Platform

by October 20, 2023

by October 20, 2023

The Financial Industry Regulatory Authority (FINRA) has updated its bylaws to exempt proprietary trading firms…

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