Unregistered

The U.S. Securities and Exchange Commission (SEC) said on Nov. 20 that it has filed…

The United States Securities and Exchange Commission (SEC) has sued Kraken alleging it commingled customer funds…

“Similarly, Kraken has held at times more than $5 billion worth of its customers’ cash,…

The National Securities Market Commission (CNMV) of Spain has issued stern warnings concerning several investment…

“Unregistered offerings lack the disclosures and accountability that the law demands, and they attract scammers…

Now, three new amicus briefs, which allow parties who are interested but not directly affected…

Taiwan’s Financial Supervisory Commission (FSC) has introduced a set of stringent rules, effectively banning unregistered…

Taiwan’s Financial Supervisory Commission (FSC) is moving to improve protections for cryptocurrency investors by introducing…

The Financial Conduct Authority (FCA), the United Kingdom’s financial markets regulator, has again expressed its…

Stoner Cats 2 LLC (SC2), the company behind the “Stoner Cats” animated series, has agreed…