Braemar Securities is in the spotlight after the National Futures Association (NFA) imposed a fine…
Tag:
fines
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The financial market regulator in Cyprus is considering the introduction of a severe monetary penalty…
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The proposal includes provisions that would liquidate the treasury “and allow Ward and Murray to…
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The Securities and Exchange Commission (SEC) has imposed penalties totaling $79 million on ten firms…
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The Australian financial markets regulator has slapped the local unit of Interactive Brokers with a…
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In a move signaling increased scrutiny, the Monetary Authority of Singapore (MAS) recently released its…
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The United States regulators have finally taken steps to resolve an enforcement case against the…
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The bankrupt cryptocurrency exchange, Bittrex has agreed to pay the Securities and Exchange Commission (SEC)…
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The US securities regulator has fined 11 broker-dealers a combined penalty of USD $289 million…
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Regulation
Hong Kong securities regulator warns unlicensed virtual asset trading platforms may face steep fines, imprisonment
The Hong Kong Securities and Futures Commission (SFC) issued a warning on Monday, Aug. 7,…